Securitites licensed associates of Steve Dawes, CPA, are Registered Representatives & Investment Adviser Representatives offering securities and investment advisory services through NATIONAL PLANNING CORP. (NPC), NPC of America in FL & NY, Member NASD/SIPC, and a Registered Investment Adviser. Registered Representatives of NPC may transact securities bueinss in a particular state only if first registered, excluded or exempted from Broker-Dealer, agent or Investment Adviser Representative requirements. In addition, follow-up conversations or meetings with individuals in a particular state that involve either the effecting or attempting to effect transactions in securities, or the rendering or personalized investment advice for compensation, will not be made absent compliance with state Broker-Dealer, agent or Investment Adviser Representative registration requirements, or an applicable exemption or exclusion. Steve Dawes, CPA and NPC are separate and unrelated companies.

Questions?
E-mail us at: stephen.dawes@natplan.com

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